The Uniform Securities State Law Exam (Series 63 Exam), is given to qualify a test-taker as a securities agent in the United States. The exam is given to assess a candidate’s knowledge of state laws and regulations. It is a North American Securities Administrators Association (NASAA) exam given by FINRA. Exam fee: The fee for … Read more
You’ve made an important decision — to pursue earning your Certified Financial Planner (CFP) designation. As you prepare to move forward with the testing process and your career, we’ve assembled some key pieces of information here that will help you prepare for success. As you read on, you’ll learn more about the registration process, the … Read more
Claims adjusters work with insurance companies regarding damage, property loss, or personal injury claims. Their job is to assess the claim to determine whether it is credible, and approve or deny payment. It is important to keep in mind that although your state may not require you to have an adjuster’s license, you may still … Read more
The Certified Payroll Professional Exam is a computer-based test that allows examinees four hours to complete 190 multiple-choice questions. Of these questions, 25 will not count toward your score. In order to be eligible to take this exam, you must meet one of three criteria. 1. Have been practicing as a payroll professional three of … Read more
In order to be eligible to take the Series 6 Exam, you must be employed/sponsored by a firm that is a FINRA member. In addition to taking the Series 6 Exam, you must successfully complete the Securities Industry Essentials Exam, before you become a registered representative. This computer-based exam consists of 55 multiple-choice questions, of … Read more
Licensing requirements vary by state. However, one element is consistent throughout the U.S. – you must pass a written examination before your license is approved. While each state’s test will vary, the test contains the same basic framework: evaluation of general insurance knowledge and state-specific knowledge of rules and regulations. General requirements All states require … Read more
Every state requires licensure for anyone who will be selling, discussing, or advising customers on the purchase of Life and Health Insurance. Licensing requirements vary from state to state with a formal examination used to ensure a standard level of competence throughout the insurance industry. The licensing exam consists of two parts: general to life … Read more
The Series 66 Exam is computer-based, and includes 110 multiple-choice questions. Of the 110 questions, 100 will count toward your score. You will have 2.5 hours to complete the exam. For examinees with conditions covered under the Americans with Disabilities Act, that require special testing accommodations, you can make this request in writing. Some available … Read more
The Series 65 Exam is computer-based, and includes 180 multiple-choice questions. Of the 180 questions, 130 will be scored. You will have 3 hours to complete the exam. There are specific health conditions that are covered under the Americans with Disabilities Act, that require special testing accommodations. You can make this request in writing by … Read more
Eligibility to take the Series 7 Exam relies on the fact that you are sponsored by a FINRA member firm. Additionally, before or after taking the Series 7 Exam, you must pass the Securities Industry Essentials Exam in order to become a securities registered representative. This is a computer-based exam that consists of 135 multiple-choice … Read more